Investment Issues (Including Self-Directed)

560 topics in this forum

1. Variable Annuity Disguised as 401(k)-Please Help

   By Guest IraSue, March 26, 2004
   • 11 replies
   • 3.7k views
   • 
   • mbozek
   • April 3, 2004

2. IRA-Only Hedge Fund Investments....Plan Assets?

   By Christine Roberts, February 19, 2013
   • 4 replies
   • 3.7k views
   • 
   • jpod
   • February 25, 2013

3. Alreus Retirement Solutions

   By Guest trucks1, November 11, 2004
   • 1 reply
   • 3.7k views
   • 
   • Guest
   • November 19, 2004

4. Which target-year fund is a participant’s default?

   By Peter Gulia, September 11
   • 8 replies
   • 3.7k views
   • 
   • Peter Gulia
   • September 15

5. 401k Loans - Accrue Daily Interest

   By Guest Terry Trap, April 27, 2007
   • 1 reply
   • 3.7k views
   • 
   • J Simmons
   • May 13, 2007

6. What to do with gains from trading errors

   By Guest GMedley, May 10, 2001
   • 1 reply
   • 3.7k views
   • 
   • Guest
   • May 13, 2001

7. Recordkeeping systems - looking for recommendations - BenefitStreet? E

   By Guest Brad Arnold, January 30, 2003
   • 5 replies
   • 3.6k views
   • 
   • Guest
   • April 22, 2003

8. Commingled Trust vs. Collective Investment Fund

   By Guest jeffmccoy, August 21, 2006
   • 0 replies
   • 3.6k views
   • 
   • Guest
   • August 21, 2006

9. Diversification question for participant directed DC plan

   By mal, March 20, 2003
   • 19 replies
   • 3.6k views
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   • mal
   • April 25, 2003

10. Daily Valuation vs. Balance Forward

    By Guest Kimberly Flett, June 27, 2001
    • 1 reply
    • 3.6k views
    • 
    • Guest
    • July 6, 2001

11. Brokerage accounts vs. windows

    By Bird, June 5, 2012
    • 17 replies
    • 3.5k views
    • 
    • commishvp
    • October 24, 2012

12. Electronic Mutual Fund Prospectuses

    By Guest cxs, February 12, 2004
    • 4 replies
    • 3.5k views
    • 
    • E as in ERISA
    • February 16, 2004

13. Self Administered 401K Plans

    By Guest John P., November 30, 2011
    • 9 replies
    • 3.5k views
    • 
    • Kevin C
    • December 12, 2011

14. Nonqualifying Assets in 401(k)

    By Guest metallic, October 20, 2011
    • 5 replies
    • 3.4k views
    • 
    • Peter Gulia
    • October 22, 2011

15. Term Insurance in 401(k) Plan?

    By Dougsbpc, November 16, 2011
    • 14 replies
    • 3.4k views
    • 
    • Belgarath
    • January 5, 2012

16. Daily Val TPA Provider Liability Disclaimer

    By Guest Grumpy456, November 13, 2008
    • 5 replies
    • 3.4k views
    • 
    • K2retire
    • November 14, 2008

17. Collective Investment Trust Investments

    By Guest cac1134, May 29, 2007
    • 2 replies
    • 3.3k views
    • 
    • Peter Gulia
    • June 8, 2007

18. Investment timeing

    By Guest dokc, July 21, 2004
    • 4 replies
    • 3.3k views
    • 
    • alanm
    • September 7, 2004

19. NSCC Multi-fund platform

    By Guest Phil L, October 13, 1999
    • 7 replies
    • 3.3k views
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    • Archimage
    • February 22, 2002

20. Choosing Daily Valuation System

    By Guest DBQBenefits, August 8, 2002
    • 7 replies
    • 3.3k views
    • 
    • Guest
    • August 28, 2002

21. Foreign Tax Withholding

    By A Shot in the Dark, January 16, 2009
    • 10 replies
    • 3.2k views
    • 
    • JJA
    • October 16, 2015

22. re-setting the cost basis

    By Guest Iwonder, May 13, 2009
    • 8 replies
    • 3.2k views
    • 
    • masteff
    • May 15, 2009

23. Omniplus Deconversion file record layouts

    By Guest Jose, June 23, 1999
    • 1 reply
    • 3.1k views
    • 
    • Guest
    • June 23, 1999

24. Self-directed brokerage accounts

    By Guest YATPA, May 1, 2002
    • 3 replies
    • 3.1k views
    • 
    • mbozek
    • May 1, 2002

25. Investment Advice v Education

    By rlb64, September 17, 2004
    • 12 replies
    • 3.1k views
    • 
    • mbozek
    • September 27, 2004

26. Private Placement Assets Valuation

    By K-t-F, May 27, 2004
    • 5 replies
    • 3.1k views
    • 
    • Earl
    • May 28, 2004

27. Expenses and Daily Trades

    By Guest Richard Scheer, January 5, 2000
    • 16 replies
    • 3k views
    • 
    • Guest
    • January 14, 2000

28. Charles Schwab

    By 12AX7, March 24, 2010
    • 5 replies
    • 3k views
    • 
    • 12AX7
    • March 26, 2010

29. location of assets

    By k man, August 2, 2005
    • 8 replies
    • 3k views
    • 
    • mbozek
    • August 9, 2005

30. Non-discrimination testing

    By Guest yvette2255, April 27, 2007
    • 0 replies
    • 3k views
    • 
    • Guest
    • April 27, 2007

31. Real Estate in DB Plan

    By Guest YATPA, September 11, 2003
    • 10 replies
    • 3k views
    • 
    • TCWalker
    • September 19, 2003

32. 3(21) and 3(38) fiduciary services

    By Bird, February 22, 2018
    • 19 replies
    • 2.9k views
    • 
    • TPApril
    • December 1, 2021

33. 404(c) compliance

    By Guest breakwater, February 7, 2006
    • 5 replies
    • 2.9k views
    • 
    • Bird
    • February 8, 2006

34. Life Insurance Benficiary

    By Guest mcw, September 10, 2009
    • 16 replies
    • 2.9k views
    • 
    • J Simmons
    • September 12, 2009

35. QDIA: when do you deliver prospectus

    By k man, March 13, 2008
    • 8 replies
    • 2.9k views
    • 
    • John Feldt ERPA CPC QPA
    • March 21, 2008

36. dividends received after participant is paid out

    By k man, April 1, 2014
    • 4 replies
    • 2.9k views
    • 
    • My 2 cents
    • April 1, 2014

37. Tullis v UMB Bank

    By J Simmons, August 21, 2009
    • 3 replies
    • 2.9k views
    • 
    • Guest
    • May 24, 2011

38. Accrual Year-End Report Required?

    By Guest North Meets South, January 26, 2009
    • 4 replies
    • 2.9k views
    • 
    • K2retire
    • January 28, 2009

39. Purchase house in 401(k)

    By Cheryl S, November 1, 2018
    • 11 replies
    • 2.9k views
    • 
    • Larry Starr
    • January 2, 2019

40. ERSOP - does this work?

    By Guest JPCMPLS, December 30, 2003
    • 1 reply
    • 2.9k views
    • 
    • IRC401
    • January 5, 2004

41. Misuse of Confidential Financial Information

    By Guest Smokin, August 10, 2011
    • 2 replies
    • 2.9k views
    • 
    • Guest
    • August 10, 2011

42. Daily 401(k) accounting and trading platforms

    By Guest RSF, September 25, 2002
    • 1 reply
    • 2.9k views
    • 
    • Guest
    • October 3, 2002

43. Blackout Notice

    By Guest chris4013, November 11, 2004
    • 1 reply
    • 2.8k views
    • 
    • E as in ERISA
    • November 11, 2004

44. Investment Manager under ERISA 3(38)

    By k man, May 4, 2007
    • 0 replies
    • 2.8k views
    • 
    • k man
    • May 4, 2007

45. Recordkeeping systems and short term redemption fees

    By Demosthenes, June 22, 2004
    • 2 replies
    • 2.8k views
    • 
    • TBob
    • July 13, 2004

46. Prohibited Transaction?

    By Lori H, July 18, 2011
    • 10 replies
    • 2.8k views
    • 
    • Lori H
    • July 19, 2011

47. The New Jersey Supplemental Annuity Collective Trust (SACT)

    By joel, December 5, 2013
    • 4 replies
    • 2.8k views
    • 
    • joel
    • December 8, 2013

48. Allocation Requirements

    By Fred Payne, October 1, 2002
    • 3 replies
    • 2.8k views
    • 
    • Fred Payne
    • October 1, 2002

49. Investment in rental property

    By jkharvey, October 9, 2000
    • 5 replies
    • 2.8k views
    • 
    • KJohnson
    • October 10, 2000

50. Paying individual advice fees from that participant's assets

    By Guest CitationSquirrel, November 25, 2013
    • 8 replies
    • 2.8k views
    • 
    • BG5150
    • May 1, 2014