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Investment Issues (Including Self-Directed)

560 topics in this forum

  1. Private lending for home purchase on a large scale UBTI concer.

    By Owen Meany,   
    • 1 reply
    • 735 views

  2. Need Copy of Compliance Manual and Policy and Procedure Manual

    By Guest thom4j,
    • 1 reply
    • 2.8k views

  3. Does broker dealer subsidiary holding the assets of a non-profit pare

    By Guest Lonnie Tomlin,
    • 1 reply
    • 1.7k views

  4. Harris Trust court case - what is it, what does it say?

    By SMB,
    • 1 reply
    • 2.1k views

  5. Rental real estate in plan

    By ombskid,
    • 1 reply
    • 1.6k views

  6. Limit on Self-Directed Brokerage?

    By CJS07,
    • 1 reply
    • 1.5k views

  7. Settlement proceeds

    By Bird,
    • 1 reply
    • 1.4k views

  8. Purchase of plan assets

    By bzorc,
    • 1 reply
    • 1.3k views

  9. investment committee

    By k man,
    • 1 reply
    • 1.9k views

  10. Loans to sponsor

    By Guest JPIngold,
    • 1 reply
    • 1.3k views
    • Guest
    • Guest

  11. Can he take Real Estate as an In-Kind Distribution

    By imchipbrown,
    • 1 reply
    • 1.6k views
    • Guest
    • Guest

  12. Silver Boullions in Earmarked 401(k) Acct?

    By Guest notapensiongeek,
    • 1 reply
    • 2.1k views
    • Guest
    • Guest

  13. Not a Party-In-Interest?

    By mming,
    • 1 reply
    • 1.5k views

  14. Okay For Sponsor to Invest Plan Assets in Fund it Manages?

    By Guest YATPA,
    • 1 reply
    • 1.9k views

  15. 401k Loans - Accrue Daily Interest

    By Guest Terry Trap,
    • 1 reply
    • 3.7k views

  16. Investment Advice & Guidance for Plan Participants

    By Guest danc4639,
    • 1 reply
    • 2k views

  17. QDIA

    By Guest Thomas2006,
    • 1 reply
    • 1.6k views

  18. Real estate in 2 plans

    By ombskid,
    • 1 reply
    • 1.2k views
    • Guest
    • Guest

  19. Audits for Investment Advisers under PPA

    By Guest djw,
    • 1 reply
    • 1.4k views

  20. Use of proprietary mutual funds by financial institutions and mutual f

    By Guest Ann West,
    • 1 reply
    • 1.8k views

  21. When is the prior custodian required to send the money to the new custodian?

    By Guest chris4013,
    • 1 reply
    • 2.1k views

  22. NSCC trading

    By Guest EricL,
    • 1 reply
    • 2.4k views
    • Guest
    • Guest

  23. Purchasing employer securities from a 401k plan

    By gregburst,
    • 1 reply
    • 1.8k views

  24. How do vendors deal with the company stock confidentiality limits plac

    By Guest Frank,
    • 1 reply
    • 2k views

  25. over mortgaged property 1 man plan

    By SheilaD,
    • 1 reply
    • 1.2k views

  26. Hours of Service

    By Guest Ohio City,
    • 1 reply
    • 2.7k views
    • Guest
    • Guest

  27. What are the fiduciary responsibilities of a TPA and a Bundled Service

    By Guest UKH,
    • 1 reply
    • 2.3k views
    • Guest
    • Guest

  28. Potential Party In Interest

    By Below Ground,
    • 1 reply
    • 1.6k views

  29. plan investment

    By Guest nipa1,
    • 1 reply
    • 1.3k views

  30. 408(b)(17) service provider exemption - are directed trustees considered "fiduciaries"

    By M_2015,
    • 1 reply
    • 254 views

  31. investment in rental propert

    By thepensionmaven,
    • 1 reply
    • 1.1k views

  32. Alerus Retirement Plans

    By HarleyBabe,
    • 1 reply
    • 1.7k views
    • GMK
    • GMK

  33. Prohibited Transaction

    By JustMe,
    • 1 reply
    • 678 views

  34. QPAM

    By Randy Watson,
    • 1 reply
    • 2.5k views

  35. Financial institution that can act as trustee for a plan holding trust

    By mming,
    • 1 reply
    • 1.9k views

  36. The Florida Retirement System's Investment Plan

    By joel,
    • 1 reply
    • 2.2k views

  37. Onshore of Offshore Investment...

    By Basically,
    • 1 reply
    • 915 views

  38. Establishing a business as a trustee

    By Guest R. Daestrom,
    • 1 reply
    • 1.3k views

  39. OFFSHORE INVESTMENTS

    By Guest arlene,
    • 1 reply
    • 1.8k views

  40. Allocation of settlement payments in class-action securites litigation

    By KJohnson,
    • 1 reply
    • 1.8k views
    • RCK
    • RCK

  41. Private Securities as a Plan Asset

    By Guest xxiretirementservices,
    • 1 reply
    • 1.4k views

  42. Vesting Service & "Pure" Elapsed Time

    By Guest EMC,
    • 1 reply
    • 3.9k views

  43. Investment Advice

    By Guest pjb,
    • 1 reply
    • 1.7k views

  44. Profit Sharing Plan - Domestic vs. Foreign Trust

    By Guest Peter Riggins,
    • 1 reply
    • 1.8k views

  45. Providing a prospectus as required under 404(c)

    By katieinny,
    • 1 reply
    • 2.1k views

  46. Prohibited Transaction?

    By Dougsbpc,
    • 1 reply
    • 1.4k views

  47. How do retirement plans handle mutual funds’ proxies?

    By Peter Gulia,   
    • 1 reply
    • 939 views

  48. defined benefit plans and real estate

    By PensionNewbee,
    • 1 reply
    • 1.9k views
    • Guest
    • Guest

  49. Plan invests in entity owner also invested in

    By ombskid,
    • 1 reply
    • 1.1k views
    • Guest
    • Guest

  50. Insurance in profit sharing plan

    By Guest tbyrd,
    • 1 reply
    • 1.6k views
    • Guest
    • Guest
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