Plan Document Amendments

777 topics in this forum

1. Restatements still not done

   By Rai401k, October 27, 2009
   • 29 replies
   • 6.1k views
   • 
   • Rai401k
   • April 23, 2010

2. Change Non-SH Allocation Formula?

   By Cloudy, July 24, 2017
   • 21 replies
   • 3.6k views
   • 
   • Cloudy
   • July 31, 2017

3. FYI - EGTRRA and California State Taxes

   By Christine Roberts, January 9, 2002
   • 20 replies
   • 6k views
   • 
   • Harwood
   • January 28, 2002

4. Can I add an adopting employer after year end?

   By Jakyasar, February 8, 2021
   • 20 replies
   • 3.7k views
   • 
   • DDahl
   • September 1, 2021

5. Immediate Eligibility for Doctors - Not Staff?

   By ERISA1, September 11, 2008
   • 19 replies
   • 2.9k views
   • 
   • Guest
   • September 14, 2008

6. GUST certification

   By Guest dudehead, March 7, 2002
   • 19 replies
   • 3.6k views
   • 
   • Mike Preston
   • September 23, 2002

7. possiblity of extension

   By k man, August 12, 2003
   • 19 replies
   • 4.2k views
   • 
   • WDIK
   • October 27, 2003

8. Vesting Change from Immediate to 6-Year Graded

   By John Feldt ERPA CPC QPA, June 5, 2017   

   • 411
   • vesting
   • 18 replies
   • 3k views
   • 
   • Kevin C
   • June 9, 2017

9. To submit or not to submit

   By Guest Judy S, May 8, 2003
   • 17 replies
   • 4.4k views
   • 
   • Lynn Campbell
   • November 3, 2003

10. Certification of Intent to Adopt

    By R. Butler, December 4, 2001
    • 17 replies
    • 3.2k views
    • 
    • KJohnson
    • December 13, 2001

11. EGTRRA restatements

    By Rai401k, July 28, 2009
    • 16 replies
    • 2.4k views
    • 
    • Rai401k
    • July 30, 2009

12. ethical dilemma

    By K2retire, January 15, 2010
    • 16 replies
    • 3.9k views
    • 
    • K2retire
    • January 19, 2010

13. GUST Determination Letter Deadline - Individually Designed Plans

    By Christine Roberts, November 7, 2001
    • 16 replies
    • 4.7k views
    • 
    • jstorch
    • November 15, 2001

14. Vesting with merger of MP and PS plans

    By Alan Simpson, February 26, 2002
    • 16 replies
    • 3.3k views
    • 
    • mbozek
    • May 24, 2002

15. GUST deadline for prototype plans

    By k man, August 23, 2002
    • 16 replies
    • 3.1k views
    • 
    • Gilmore
    • October 12, 2002

16. Does the plan document say anything about a participant's power of attorney?

    By Peter Gulia, February 1, 2017   

    • plan document; procedures; power of attorney
    • 15 replies
    • 4.9k views
    • 
    • K2retire
    • February 3, 2017

17. H/S amendment for plan doc by other provider/vendor

    By TPApril, October 19, 2019
    • 15 replies
    • 2.6k views
    • 
    • Peter Gulia
    • November 1, 2019

18. Including "leased" ee's who don't meet 414n

    By AlbanyConsultant, November 1, 2007
    • 15 replies
    • 3.4k views
    • 
    • AlbanyConsultant
    • November 12, 2007

19. Administration of Terminal Illness Provision of SECURE 2.0

    By Patty, October 27, 2023
    • 14 replies
    • 3.4k views
    • 
    • Peter Gulia
    • March 18, 2024

20. TPAs responsibility to maintain excecuted documents

    By JAY21, May 5, 2010
    • 14 replies
    • 3k views
    • 
    • BeanCounterBlues
    • July 21, 2010

21. Distribution options

    By Chippy, August 11, 2021
    • 14 replies
    • 1.9k views
    • 
    • acm_acm
    • August 30, 2021

22. Should an individually-designed plan omit getting a determination in this last cycle?

    By Peter Gulia, June 14, 2016   

    • determination letter
    • 13 replies
    • 1.3k views
    • 
    • Peter Gulia
    • June 15, 2016

23. Plan Amendment to use Forfeitures to fund SH Contributions

    By 401_noob, February 9, 2018
    • 13 replies
    • 2k views
    • 
    • austin3515
    • February 13, 2018

24. Certified Intent to Adopt?

    By stevena, November 29, 2001
    • 13 replies
    • 3.5k views
    • 
    • Guest
    • January 4, 2002

25. Effective Date of Cycle 3 Restatement 1 Day After Deadline?

    By ERISA1, June 28, 2022
    • 12 replies
    • 2k views
    • 
    • Peter Gulia
    • August 1, 2022

26. PPA Extension

    By Guest Benefitsrock, December 1, 2009
    • 12 replies
    • 2.1k views
    • 
    • Blinky the 3-eyed Fish
    • December 11, 2009

27. Language in document

    By jkdoll2, November 24, 2008
    • 12 replies
    • 1.9k views
    • 
    • Guest
    • December 10, 2008

28. Resolution vs. Amendment

    By Guest nmyers, June 24, 2010
    • 12 replies
    • 9.1k views
    • 
    • K2retire
    • October 8, 2010

29. Removal of QJSA in restatement

    By Guest Sehrl, December 13, 2001
    • 12 replies
    • 4k views
    • 
    • Guest
    • January 11, 2002

30. Amending another's Plan Doc on same platform

    By TPApril, November 27, 2023
    • 12 replies
    • 1.8k views
    • 
    • TPApril
    • November 30, 2023

31. Receipt for SPD

    By thepensionmaven, January 10, 2020
    • 11 replies
    • 1.5k views
    • 
    • Patricia Neal Jensen
    • January 15, 2020

32. GUST Remedial Amendment Period Extended - what about EGTRRA good faith

    By John A, November 19, 2002
    • 11 replies
    • 4k views
    • 
    • KJohnson
    • November 21, 2002

33. hand-written amendment

    By WCC, August 22, 2017
    • 11 replies
    • 2.9k views
    • 
    • Earl
    • February 19, 2018

34. How can I change the effective date of plan

    By ERISA13, October 22, 2008
    • 11 replies
    • 3k views
    • 
    • ERISA13
    • October 24, 2008

35. Plan Amendment to Exclude Highly Compensated Employees

    By David Olive, August 3, 2021
    • 11 replies
    • 1.4k views
    • 
    • BG5150
    • August 5, 2021

36. When should a user of an IRS-preapproved document sign its SECURE 2019 amendment?

    By Peter Gulia, February 26, 2024
    • 10 replies
    • 1.3k views
    • 
    • Peter Gulia
    • February 28, 2024

37. Backdating Plan Amendments

    By Ananda, January 4, 2022
    • 10 replies
    • 2.3k views
    • 
    • Luke Bailey
    • January 6, 2022

38. Cycle 3 Document is Delayed

    By Renee H, March 9, 2021
    • 10 replies
    • 1.4k views
    • 
    • Bill Presson
    • March 23, 2021

39. Amendment to Remove Participants?

    By ERISA1, August 22, 2008
    • 10 replies
    • 2.5k views
    • 
    • Laura Harrington
    • August 27, 2008

40. Cross v Bragg, 4CA 7/24/2009 decision (unpublished)

    By J Simmons, September 21, 2009
    • 10 replies
    • 2.7k views
    • 
    • Bill Presson
    • September 22, 2009

41. Forget late GUST, How about late everything

    By mschwechter, November 18, 2004
    • 10 replies
    • 3k views
    • 
    • Guest
    • November 20, 2004

42. Separate accounts after merging pension plan into profit sharing

    By Guest Charles Griffin, February 28, 2002
    • 10 replies
    • 2.7k views
    • 
    • KJohnson
    • March 2, 2002

43. Frozen plan to be terminated -- document issues

    By chris, June 17, 2003
    • 10 replies
    • 2k views
    • 
    • billfgrady
    • September 5, 2003

44. Looking For New DB Prototype

    By mming, April 27, 2011
    • 9 replies
    • 2.8k views
    • 
    • FormsRstillmylife
    • March 21, 2012

45. What is the point in giving historical information about pre-amendment

    By BFree, January 15, 2002
    • 9 replies
    • 2.1k views
    • 
    • Mike Preston
    • February 4, 2002

46. PPA Restatement for FT William Document

    By jkharvey, May 14, 2018
    • 9 replies
    • 1.7k views
    • 
    • NJ Mike
    • May 14, 2018

47. Retroactive amendments

    By Guest mdduke, September 11, 2008
    • 9 replies
    • 3.2k views
    • 
    • K2retire
    • September 18, 2008

48. Missed Restatement Penalty

    By JAY21, February 25, 2004
    • 9 replies
    • 4.3k views
    • 
    • g8r
    • March 3, 2004

49. Secure Act Roth Catch Up requirement

    By Rayofsunshine, April 3, 2023
    • 9 replies
    • 1.8k views
    • 
    • Below Ground
    • April 5, 2023

50. Amending to remove 401(k) safe harbor mid-year

    By Belgarath, May 26, 2009
    • 9 replies
    • 2.9k views
    • 
    • Belgarath
    • May 27, 2009