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TPA contracts for 401(a) DC Plan

Guest Dan Gould

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Guest Dan Gould

We are a public college system. We are considering contracting for the administration of our 401(a) DC Plan.

The contract would be for virtually all administration except on-site enrollment and offering investments. (The on-site enrollment would be done by the colleges' H.R staff. The investment options and participant account record-keeping would be provided by separate "Fund Sponsors" that the TPA would help select).

We need sample contracts for the above--especially information about the manner and amount of compensation to the TPA.


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