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Posted

Do we have to file revised SPDs with the DOL or any other governmental agency? I found two proposed rules issued by the DOL in 1999 saying that the SPDs and SMMs no longer need to be filed with the DOL. Were these finalized?

Posted

Per Pension Answer Book (2001):

Q20:3 "TRA '97 eliminated the requirement that the SPD be filed with DOL. Howver, the SPD must be provided to DOLupon request..."

Remember: two wrongs don't make a right, but three rights make a left.

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