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401(k) Participant Statements


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Guest KellyMusico
Posted

I thought I'd read somewhere that annual trustee directed 401(k) plans that only provided an annual statement to participants would have to begin sending statements to participants at least quarterly. Does anyone know if this is true or not?

Posted

This was brought up as a possible rule befor SARBOX came out but it never came into place. I believe a new bill is being proposed that quarterly statements will be required for all participant directed plans.

Posted

Quarterly statements is part of HR 1000, THE PENSION SECURITY ACT OF 2003, which was passed by the House of Representatives on May 14, 2003. The Senate has not acted yet.

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