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Failure to include eligible employees


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Posted

A few employees were not notified of their eligibility to participate in the 401(k) plan for 2002 and 2003. The correction is to contribute QNEC's equal to the ADP for those years.

How are earnings calculated?

Posted

Conservative approach if they are NHCEs is to give them the highest return of available funds. We generally have seen a weighted average of all funds used because every plan has at least one super-performing fund each quarter.

QUESTION: What if you have a safeharbor plan and don't run ADP tests. Can you just use actual ADP for the NHCE or HCE group?

Posted

This is a safe harbor 401(k) and we went back and did the ADP test to calculate the ADP for the NHCE.

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