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penalty for catch-up


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Posted

If controlled group member #1 amends its plan for catch up but controlled group member 2 does not until a following plan year, what is the penalty?

Posted

That the catch up provisions are not universally available and therefore not allowable in controlled group #1's plan. Correction would be required under EPCRS. At that point, your guess is as good as mine. I'm sure there are those that could come up with some interesting correction mechanisms.

Or, of course, you could just let the plan be disqualified, but something tells me that isn't something you want.

Posted

Perhpas the IRS would want the catch-up contributions returned to those who made them for any year the universal availability was not met.

Posted

How about providing QNECs for those individuals who would have been able to make catch-up contributions - similar to the QNEC made for not allowing someone into the plan.

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