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Guest bmurphy
Posted

Assuming the participants whereabouts are known, is there any instance where a Profit Sharing plan can force pay a participant whose balance is over $5,000?

Posted

Does part of the balance include a rollover amount?

I have seen documents written that force payment at NRA if the participant is terminated, regardless of balance.

Posted

Agree with FundeK, but I might add that some plans do have a NRA of less than age 62. In this case, even if terminated, you can't force the payout until age 62. Under 1.411(a)-11©(4), it is the later of NRA or age 62.

Guest bmurphy
Posted

Balance does not include any rollover monies. Participant is only 50 years old, she left her ex-husbands employ last year. Looking to determine if force pay was allowable. I can have her request a copy of plan doc or SPD to see what it says.

Guest bmurphy
Posted

FundeK,

Yes, it's the same person.

Posted

It's indirect. If the person was getting charged $100 for admin of their account in their ex-husband's plan (assuming that is justified by the costs of the plan), then they might choose to switch to a lower cost IRA. Of course, you would have to do the same for all terminated participants....

Guest bmurphy
Posted

Not trying to justify it - I didn't feel it was done properly to begin with. I have contacted the TPA firm & they have indicated they will correct.

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