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Failure to withhold 401(k)


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Guest cosmo01
Posted

A client has failed to withhold 401(k) contributions for this payperiod. It is only Wednesday.. How should they proceed? Should they stop the current run and reissue the checks, potentially making the direct deposits late? I am not certain how this should be handled.

Posted

It might be simpler to fix in the subsequent paycheck.

I'm a retirement actuary. Nothing about my comments is intended or should be construed as investment, tax, legal or accounting advice. Occasionally, but not all the time, it might be reasonable to interpret my comments as actuarial or consulting advice.

Guest mkimball
Posted

A agree with pax, at least it won't be a late deferral. The Plan Administrator (probably the employer) still has a problem for not following the participant's directions.

Posted
It might be simpler to fix in the subsequent paycheck.

How do you fix in the subsequent paycheck? Do you withhold double the next week? I thought that approach was generally frowned upon.

Posted

it sounds like it is the first deferral in a new plan. I would agrue just start next payperiod. I wouldn't think the start date of deferrals in a new plan would be guaranteed. my def election says "as soon as admin. feasible start withholding..."

CBW

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