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Posted

I want to know how you managed to get a copy of a DOL audit. At best, all I have ever seen is a short letter showing that the audit is complete. Was there a settlement or penalties?

Guest Tiredoferisa
Posted

It's called the Freedom of Information Act. File a request through the closest Dept. of Labor, EBSA office. For even better service, file the request through a Congressional Office.

Posted

I assume that the question relates to a plan sponsor/adminstrator's obligation to disclose information under 104(b)(4), rather than the participant's right to obtain the information independently, but clarification may be in order.

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