FundeK Posted July 15, 2004 Posted July 15, 2004 Can anyone point me to information on where we stand with the SEC's proposed 4 p.m. "hard close" and the redemption fee issues? I was under the impression that the 4 p.m. "hard" close was not really an option anymore, and they are pursuing other alternatives, but I can't really find an update anywhere. Also, when are they expected to give us something solid? Thanks!
Demosthenes Posted July 15, 2004 Posted July 15, 2004 SEC Proposed rules at http://www.sec.gov/rules/proposed.shtml SEC Spotlight Testimony and related articles http://www.sec.gov/spotlight/mutualfunds.htm
Guest rmeigs Posted July 15, 2004 Posted July 15, 2004 SEC's Hard Close Mutual Fund Proposal Softens http://www.nysscpa.org/home/2004/404/3week/article69.htm Investor opposition prompts SEC to reconsider 'late trading' plan http://www.miami.com/mld/miamiherald/busin.../8388485.htm?1c
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