DOL Litigation on Late Deposits

[Archimage]

Bob Kaplan mentioned at the ASPA conference that someone was imprisoned for failure to deposit deferrals on a timely basis. Her name was Ida Halworth. He said we should be able to search the DOL website on what happened but I am unable to find anything on this. Does anyone know where I can find this information?

[KJohnson]

Media Release

Release Date: 02/10/2004

Release Number: 04-111-ATL

Contact Name: Gloria Della

Phone Number: 202.693.8664

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Former Owner of Mississippi Home Health Care Agency Sentenced for Embezzling Pension Assets

Atlanta, Georgia - The former owner of Complete Health System, Inc. of Vicksburg, Mississippi, (formerly Haworth Home Health Agency, Inc.) was sentenced on January 23, 2004 to four months in prison, four months of home confinement, probation and restitution to the company’s 401(k) plan.

Ida J. Haworth was sentenced in federal district court in Jackson, Mississippi after pleading guilty to one count of embezzling assets belonging to the Haworth Home Health Agency 401(k) Plan.

“Theft of employee benefit assets jeopardizes the benefits of workers,” said Howard Marsh, regional director of the Employee Benefits Security Administration (EBSA) in Atlanta. “This case reaffirms our commitment to protect the benefit promises made to workers.”

Haworth was indicted on August 20, 2003 for failing to remit approximately $53,000 in employee contributions to the 401(k) plan’s investment manager. She operated several home health care agencies in Louisiana and Mississippi for several years.

The Atlanta regional office of the U.S. Department of Labor’s Employee Benefits Security Administration investigated the case. The U.S. Attorney’s Office for the Southern District of Mississippi prosecuted the case.

(U.S. v. Haworth)

Criminal No. 3:03-CR-128BN

U.S. Department of Labor news releases are accessible on the Internet. The information in this news release will be made available in alternate format upon request (large print, Braille, audio tape or disc) from the Central Office for Assistive Services and Technology. Please specify which news release when placing your request. Call 202.693.7773 or TTY 202.693.7755.

[david rigby]

The EBSA website provides both HTML and PDF versions. The HTML version clearly shows the path for seeking other news releases.

http://www.dol.gov/ebsa/newsroom/pr021004.html

http://www.dol.gov/ebsa/pdf/pr021004.pdf