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Over deposits of Safe Harbor Match


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Guest hog4you2
Posted

I have a SHM plan that has an annual calculation method, but company makes deposits through payroll throughout the year.

They incorrectly calculated the SHM for 2 people and over-deposited. Is this returnable to the company as an operational error or does it have to be transferred to suspense-type acct?

The document is silent on this since it written in "annual" language.

thanx!

Posted

Best practice is to forfeit, and use it next year. That is unless the amount due to other participants is greater than what these 2 were overpaid.

Austin Powers, CPA, QPA, ERPA

Guest Pensions in Paradise
Posted

Does the plan document provide for discretionary company profit sharing contributions? If it does, then I would make the argument that you would have to allocate the excess amounts as profit sharing contributions.

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