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Guest mchristina
Posted

I have a client that had a money purchase plan which was merged into an existing profit sharing plan. Now he wants to terminate the profit sharing plan and start a SEP. With the new portability rules, have the successor plan rules changed? Can the assets from the PSP be transferred automatically into the SEP or do we have to go through a distribution/rollover process and get participant and spousal consent for the transfer of assets into the SEP?

Posted

A SEP is not a successor plan. Generally, participants may roll over distributions from the QP to the SEP-IRA.

Guest mchristina
Posted

So, is it as I feared, and I must get spouses to sign off and their signature notarized for each participant [to] rollover from the QP to the SEP?

Posted

If that is what's required for the distribution, then you are correct. :(:(

Breakpoints aside (e.g., if mutual funds), what difference would it make what participants do with their distributions (e.g., including IRA to Roth conversions)? Perhaps a J&S annuity?

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