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Document Failure - VCP question


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Guest PensionAdministrator
Posted

Recently discovered that a client, who utilized a brokerage house Prototype Plan Document, never had the Plan Document amended for GUST or EGTRRA. Through mergers and change in Brokers, the Amendments were not processed, yet the Plan operated in compliance throughout the years. Would you recommend VCP assistance for this Non-Amender and the resulting Plan Document Failure? What other alternatives can you suggest?

Posted
What other alternatives can you suggest?

I would suggest you refer to your duplicate post.

...but then again, What Do I Know?

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