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Investment in Closely Held ER stock


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Guest KoreAmBear
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Q. Upon distribution, what kinds of repurchase rules are there for 401(k) plans upon lump sum distribution of a participant's account that holds some closely employer stock? Obviously the put-option and repurchase rules of ESOPs do not apply, but if the Plan Document is silent as to form of payment, just that participants have a right to lum sump, could employers make distributions in-kind? If so, how the heck can a participant find a market for the closely held stock?

You can email me directly at koreambear@yahoo.com

Thank you and have a nice weekend.

Will L.

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