11-K Filing or not?

[Guest Chrysler]

If Company B (a wholly owned subsidiary of Company A) has Company A's stock as an investment fund (Company B's participants cannot purchase Company A stock, only sell within Company B's 401(k) plan) in Company B's 401(k) plan, is a 11-k filing required for Company B's 401(k) plan? I tried to locate the SEC regulations on the SEC website but was unsuccessful. Thanks.

[QDROphile]

You are not giving enough information to give an answer; details make a difference. This is a complex, technical matter that regulations by themselves will not answer; other published SEC guidance is important to the analysis. One could offer a guess based on your statements that registration is not required, therefore an 11-K is not required, but you should rely only on competent leagl advice.