Guest HDM Posted March 7, 2006 Posted March 7, 2006 Is a Registered Investment Advisor an ERISA Fiduciary for assets held in a tax qualified profit sharing plan with a single owner/participant?
Guest mjb Posted March 8, 2006 Posted March 8, 2006 No because the plan does not have any employees other than the owner.
Recommended Posts
Create an account or sign in to comment
You need to be a member in order to leave a comment
Create an account
Sign up for a new account in our community. It's easy!
Register a new accountSign in
Already have an account? Sign in here.
Sign In Now