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401k distributions due to termination


Guest Denise Murphy

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Guest Denise Murphy
Posted

Client is 49, was terminated 13 years ago from a company who had a 401k/match program. Client was 100% vested at the time of termination. Administrator is holding onto the money until the terminated employee reached the age of retirement (65). I thought a terminated employee had the right to take their vested dollars at any time. Can they hold onto this clients money until the client reaches the age of 65?

Guest P A Weick
Posted

It all depends on how the Plan reads. Internal Revenue Code allows distributions to be withheld until normal retirement age (Section 401(a)(14).

Posted

Does this company force you into owning just their own stock? Are the selection of investment options limited? If so, you may want to see a lawyer. A company that refuses to let you rollover the funds faces more stringent standards in terms of their fiduciary duties. Depending upon your circumstances, you may be able to shake the tree with a letter from a lawyer. The company may also be in trouble if they failed to provide mandatory documents... a common problem with small companies.

Before you take that route, be sure to read the plan. As noted in prior comment, the plan may allow for the transfer/rollover.

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