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2005 Safe Harbor Contribution not made


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Guest Twinky
Posted

I have an interesting situation with one of my brokers. Everything goes through him and I am considered a "ghost". Not only that, but getting information is quite something. I only get the information once a year, and several months after the year end at that.

The broker just informed me that the client's 2005 Safe Harbor contribution was not completely deposited...even as of today. They were a few hundred short of depositing all of the 2005 Safe Harbor contribution.

My question is...What will need to be done?

First and foremost is to get the money deposited. This I know.

Do they then owe the 10% excise tax? Would fair market adjustments need to be applied on that money?

Thank you for any help you can provide.

Guest Twinky
Posted

Thank you WDIK!

I was trying to find something in the "search forum", but I didn't have the luck you did.

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