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Lost Plan Amendment Documents


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Guest Ski Fast
Posted

Our plan is missing the mandatory distribution amendment. We can not find it in our files. Our former TPA had all of its documents seized by the DOL, so their copy is also not available.

Is there a procedure for replacing a lost document?

Posted

Who drafted the original? Do you need audit? Auditors would have copy in there files.

JanetM CPA, MBA

Guest Ski Fast
Posted

I think it is Datair.

No audit. Our new TPA is requesting the document.

Posted

Yikes, you are really stuck. If you are corp then you would have resolution adopting amendment. If you sole prop you will not.

Have you tried contacting the DOL and asking them?

JanetM CPA, MBA

Guest Ski Fast
Posted

Since it involves an ongoing investigation of the TPA, the DOL has not been accommodating to say the least.

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