Closely held stock in 401(k) Plan Registration Requirements

[Guest IRISH79]

Besides Kirk Maldonado's treatise on the securities aspects of qualified plans, are there any cites to SEC documents that discuss registration requirements when privately held securities are an investment option under a 401(k) plan? Our firm, unfortunately, does not subscribe to the BNA Portfolios.

[QDROphile]

The relevant SEC releases are cited in various messages on this board. Search the securities section.