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DOL Audit and Plan Termination


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Guest BPension
Posted

Can you terminate a profit sharing plan that is under DOL audit? If it is under IRS audit you need a no change letter, and then the plan can be terminated. What about a DOL audit?

Please let me know where I can access further information on this topic.

Posted
Can you terminate a profit sharing plan that is under DOL audit? If it is under IRS audit you need a no change letter, and then the plan can be terminated. What about a DOL audit?

Please let me know where I can access further information on this topic.

I would guess you need the cooperation of the DOL investigator. That's who you should call.

William C. Presson, ERPA, QPA, QKA
bill.presson@gmail.com
C 205.994.4070

 

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