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Posted

what is the rule with regard to providing prospectuses to the participants that are defaulted into the default investment. i am thinking you need to furnish the prospectus after the fact just like with 404©. can anyone tell me what they are doing?

Posted

For one of the 404c investment options totbe designated as a QDIA (and provide QDIA protection for the fiduciaries), there is not an extra requirement that the prospectuses be provided at any time other than when required of any 404c investment option. So your thinking appears to be correct.

John Simmons

johnsimmonslaw@gmail.com

Note to Readers: For you, I'm a stranger posting on a bulletin board. Posts here should not be given the same weight as personalized advice from a professional who knows or can learn all the facts of your situation.

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