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Posted

I've seen some discussion of this type of thing in an ADP testing context, but not in the basic 70% testing. I tried a search and didn't find it.

5 HC's who have satisfied age and service, and are participants in the plan. One is the owners wife. The wife for 2009 received zero compensation and had zero hours, but has not "terminated" employment.

A strict interpretation of 410(b) would probably lead me to include her, but she clearly isn't "benefitting." Under this thoery, only 80% of HC are benefitting, so only have to cover 56% of the NHC.

This seems very wrong to me, and allows for some rather gross manipulation in family situations. I think a much more reasonable result is to exclude her from the testing altogether, have 100% coverage for HC, and therefore require 70% of the NHC.

Last I knew, there was no official guidance on this. Has that changed? Opinions? Thanks!

Posted

I agree to exclude her. It's impossible IMO to include her in nondiscrimination testing, so the same treatment should be shown for coverage testing. Nothing official though as far as I know.

"What's in the big salad?"

"Big lettuce, big carrots, tomatoes like volleyballs."

Posted

Thanks Blinky. Although I didn't mention it in the OP, I'm presuming the same treatment would apply to NHC.

And as I think about it, the "hours" really is a red herring. They could have hours but no compensation, and it's the zero compensation that really drives this.

Posted

Can't you exclude people who work less than 500 hours from your test?

QKA, QPA, CPC, ERPA

Two wrongs don't make a right, but three rights make a left.

  • 2 weeks later...
Posted

All right - one additional question. Would it make any difference if it is an unincorporated owner?

The plan uses "earned income" which is net earnings from self-employment. If line 31 on the Schedule C (and whatever corresponding line is used on the K-1 - I don't recall off the top of my head) is zero (or less, if a loss) then it seems like the treatment should be no different. Any other thoughts on this?

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