Gary Posted September 3, 2010 Posted September 3, 2010 Is it necessary and useful to provide a SAR if each participant is self directing their entire account, receives statements and has on line access? I suppose the SAR would provide info re: bonding. thanks
J Simmons Posted September 3, 2010 Posted September 3, 2010 Is it necessary and useful to provide a SAR if each participant is self directing their entire account, receives statements and has on line access?I suppose the SAR would provide info re: bonding. thanks Necessary, yes. Useful, I've never really thought so, but I'm not a policy maker. John Simmons johnsimmonslaw@gmail.com Note to Readers: For you, I'm a stranger posting on a bulletin board. Posts here should not be given the same weight as personalized advice from a professional who knows or can learn all the facts of your situation.
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