Nassau Posted February 22, 2012 Posted February 22, 2012 Third Party is requesting duplicate statements in accordance with the Insider & Trading Securities Fraud Enforcement Act of 1988. The participant this is in reference to is terminated deferred and letter states he is a trader or associated with a broker dealer registered with the CBOE. Please advise if this request is something the Recordkeeper/Trustee should adhere to in terms of distributing statements to other parties or if Plan Sponsor should be notified and involved?
GMK Posted February 22, 2012 Posted February 22, 2012 not answered here? http://benefitslink.com/boards/index.php?showtopic=50805
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