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another 404(a)(5) question - duplicate mailings?


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Posted

I work for a TPA. The fund company prepared our client's 404(a)(5) notices and sent them out to the participants before we had a chance to add the addendum with our fees (just distribution, loan, qdro fees). Can I mail our fee schedule separately, or must I resent the entire package again w/our information?

Guest roseH3251
Posted

From what I understand you can send out the fee schedule, but as I am not 100% I think it is safer to just go ahead and send it all with an explanation of why you are doing the remailing.

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