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A single participant defined contribution plan wishes to make an investment in a rental property. The Plan would hold about a 10% interest in the property. The other 90 % would be held by an LLC or LLP in which the sponsor (and participant) is the sole member. Is this a Prohibited Transaction under IRC 72(t)? Or is it exempt?

Could the Plan make the down payment and hold the mortgage in the Plan?

Posted
A single participant defined contribution plan wishes to make an investment in a rental property. The Plan would hold about a 10% interest in the property. The other 90 % would be held by an LLC or LLP in which the sponsor (and participant) is the sole member. Is this a Prohibited Transaction under IRC 72(t)? Or is it exempt?

Could the Plan make the down payment and hold the mortgage in the Plan?

I think the prohibited transaction rules are in IRC Section 4975. It appears to be one. 72(t) applies the 10% early withdrawal penalty and the exceptions.

Good Luck!

CPC, QPA, QKA, TGPC, ERPA

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