Lori H Posted January 22, 2013 Posted January 22, 2013 If a 403(b) that maintains annuity contracts with TIAA and MassMutual has less than 121 participants it can continue to file a 5500-SF and no audit requirements, yes? Here are the facts: 2009 PY: Participants at beginning 94 Participants at end 102 2010 PY: Participants at beginnging 102, Participants at end 114 2011 PY: beg 165. at end 198. They need to have an audit for 2011, correct
ETA Consulting LLC Posted January 22, 2013 Posted January 22, 2013 Correct! Good Luck! CPC, QPA, QKA, TGPC, ERPA
BG5150 Posted January 22, 2013 Posted January 22, 2013 Is this an off-calendar plan? The 2011 Form 5500 ship has sailed... QKA, QPA, CPC, ERPATwo wrongs don't make a right, but three rights make a left.
Lori H Posted January 22, 2013 Author Posted January 22, 2013 Is this an off-calendar plan? The 2011 Form 5500 ship has sailed... yes. PYE 5/31/12
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