karl Posted March 1, 2013 Posted March 1, 2013 First time we have a Roth 401k excess deferral and not sure of how to prepare 1099R. Under age 50 participant deferred $17,500 in 2012 all as Roth 401k deferral. In 2013 before 4/15 processing refund of $500 and have calculated $51 in gains. Should there be two 2013 1099Rs? One for the Roth deferral and one for the gain. 1)Box 1: $500 Box 2a: $0 Box 4: $0 Box 7: PB Box 11: 2009 is date of 1st year contrib 2)Box 1: $51 Box 2a: $51 Box 4: $0 Box 7: 8 Any thoughts or confirmation is appreciated.
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