Guest Aust916 Posted December 11, 2013 Posted December 11, 2013 Can a 401(k) plan sponsor (a brokerage firm) act as the broker for its own 401(k) plan that allows a brokerage window without violating fiduciary/prohibited transaction rules?
Jim Chad Posted December 12, 2013 Posted December 12, 2013 I believe there is an exception for this. I can't remember it now. But I remember looking into this about 10 years ago. I have 4 plans like that now.
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