goldtpa Posted April 21, 2015 Posted April 21, 2015 Have a client that has Collateralized Securities in their 401k plan. Is this allowed? Thanks in advance.
QDROphile Posted April 21, 2015 Posted April 21, 2015 Among the thousands of types of securities that fit your description, included publically traded securities, there are some arrangements that could be problematic, others would not. I could imagine some prohibited transaction problems, but if you let me choose my facts I can always create problems.
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