Year End Notices and Required Disclosures

[Pammie57]

Does anyone have a good checklist for determining exactly what notices and disclosures have to be sent out before year end? I know there is safe harbor notice and several others, but need a good guide to make sure I don't miss something and cause a client to get penalized.

thanks.

[Tom Poje]

this one goes back to 2014 (from Prudential)- nothing has changed since then - but there are various ones out there on the internet from other sources. not sure if this is the easiest format to read. checklist is for all items throughout the year, not just year end.

Compliance-Checklist-ERISA-2014.pdf

[Pammie57]

Thank you so much for the checklist!