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Posted

An employer  under calculated and under deposited two participants' deferrals for the entirety of the plan year.  When discovered at year end,  they put in 25% of the missed (under deposited) deferrals.

Do they prepare a 5330?  - and do they calculate earnings/amount involved  based  on the 100% that should have gone in or the 25% that got put in.  The employee did not make up any deferrals - just the employer. 

 

 

Posted

25% is correct. No 5330. Earnings must be included. And IF there is any match that was missed due to the error, the additional  match, plus earnings, must be contributed. Plus proper notice, etc. - see RP 2016-51, Appendix A, .05 (9).

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