Plan Document Issues - What You Need To Know

ASPPA [American Society of Pension Professionals & Actuaries]

Speaker: John Griffin, J.D., LL.M., Principal, ASC Institute

Experience Level Of All Atteendees: ALL

Target Audience: :  TPAs, financial institution staff, administrators, advisors, attorneys, all document providers

Keywords: Retirement plan document update, plan restatements, interim amendments, pre-approved plan documents, defined contribution plans, defined benefit plans

IRS Program Number : CZTXU-Q-01484-22-S

Description :  Plan documents play an important role in ensuring compliance with the tax qualification rules. Whether you deal with 401(a)/(k) plans, defined benefit plans, 403(b) plans or 457(b) plans, keeping up-to-date on plan document issues is vital for plan sponsors and practitioners. In this webcast, we will discuss timely plan restatements and interim amendments, options when a plan sponsor misses a document deadline, and other important plan document issues.

Learning Objectives: 

• Learn the relevant restatement cycles for 401(a)/(k) plans, 403(b) plans and defined benefit plans     
• Understand the timing of interim amendments for the SECURE and CARE Acts and other legislation
• Know the available correction options when a plan sponsor misses a document amendment/restatement deadline 

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