Cybersecurity Risk on the Rise: Is your Firm’s Framework in Place?

Broadridge

The participant data that helps you serve your clients may also be putting you at risk. With the DOL’s latest guidance on cybersecurity and the updated DOL audit inquiries paired with the threat of litigation, parties with access to participant data should take note and take action. Learn what the recent guidance means for your organization, how you can help plan sponsors prepare and what framework you need to have in place to keep up with cybersecurity risks now and in the future.

Learning Objectives:

• Understand the regulatory landscape including SEC’s 2020 observations and DOL’s three-part guidance from April 2021
• Determine the risks for your firm and your clients
• Develop the framework for plan sponsors to meet their cybersecurity fiduciary obligations
• Streamline your process to comply with the guidance at your firm

Speakers:

Bonnie Treichel
Chief Solutions Officer
Endeavor Retirement

Sarah Chase-McRorie
Senior Legal Counsel
Matrix Financial Solutions, Inc.

More Information, How to Register