PTE 2020-02 Obituaries: Mistakes and Misunderstandings (Part 1: Rollovers)

Faegre Drinker

The U.S. Department of Labor has expanded its interpretation of the ERISA and Code regulatory definitions of non-discretionary fiduciary investment advice. Please join us for the first webinar in this series where Faegre Drinker attorneys will discuss the re-interpretation and best practices in navigating it. 

During this first webinar we will discuss:

• Application and timing of the fiduciary interpretation
• The expanded re-interpretation of ERISA and Code definitions
• Compliance challenges with conditions
• DOL guidance on rollover recommendations
• Factors financial institutions should consider in their disclosures

More Information, How to Register