Factors and Considerations for Retirement Professionals

Broadridge

Learn about the major movements impacting the retirement industry today, and why the need to accelerate digital transformation is more important than ever. This dynamic discussion will review key factors retirement professionals need to consider when working with plan sponsors or individual clients.

• Learn about the demand for incorporating ESG and lifetime income into retirement plans and how it is being done
• Hear how the industry and technology are responding to the focus on financial wellness with comprehensive approaches to retirement and wealth management
• Understand how regulations like the SECURE Act and new Department of Labor rules are shaping the industry

You’ll also hear how the industry is responding to change with next-gen technologies that make it easier to boost participation, investment and engagement through digitized communications, workflows, and tools.

This webinar is pending approval for Fi360, IWI and CFP Board CE.

Speakers

Brian McDonald -- Managing Director, Morgan Stanley

As head of Morgan Stanley at Work, Brian leads a comprehensive offering that delivers workplace financial solutions to help employees build financial confidence and employers invest in their top talent. Brian’s steadfast commitment is to help companies take workplace financial benefits to the next level and support their employees on their financial journeys, understanding their individual life stages and addressing their timely needs, no matter where they are in their life or career.

Morgan Stanley has been guiding businesses and their workforces for more than 85 years. Workplace financial solutions span Equity Compensation, Financial Wellness, Retirement Solutions, and Financial Empowerment, including Gradifi by E*TRADE. Our customized solutions help your employees achieve their financial goals through thoughtful guidance, insightful education, and smart technology.

Sandy McCarthy -- President, Retirement Services, OneAmerica

As President of Retirement Services, Sandy McCarthy leads all Retirement Services business for OneAmerica®. Under her leadership, the company offers defined contribution and defined benefits services with a strong focus on customized retirement plans through highly personalized administration, record-keeping and institutional services. She brings more than 30 years of industry experience, including key leadership roles at Mercer, ING (now Voya), and CitiStreet.

Cindy Dash -- General Manager & Sr. VP, Broadridge

Cindy is a recognized leader in the retirement and wealth management space. As Senior Vice President and General Manager, She has overall responsibility for Broadridge’s Matrix Financial Solutions and Fi360.

Prior to her current role, Cindy was the Chief Operating Officer ("COO") of Matrix from January 2011 to June 2016, in which she successfully led the integration of Matrix into Broadridge and achieved the growth objectives of the firm. Prior to her position as COO, Ms. Dash was General Counsel at Matrix for more than 10 years.

Host: Will Trout -- Director, Wealth Management, Javelin Strategy & Research

William Trout is a thought leader on North American technology strategy and innovation in the wealth and asset management industries. He has particular expertise on platform automation; portfolio management and optimization tools; data capture, storage and analytics; and robotic process automation and AI. Within the wealth management arena, his interests include financial planning, investment advisory, retail brokerage, and trust.

An authority on digital advice delivery, William has been widely quoted in publications such as Bloomberg, CNBC, Financial Times, New York Times, and The Wall Street Journal. He is also a frequent speaker at industry conferences and client gatherings.

Currently William is director of wealth management at Javelin Strategy & Research. Prior to Javelin, William led the wealth management practice at Celent, the research and advisory arm of Oliver Wyman. Previously, he was head of product and segment development for affluent and high net worth customers within BBVA USA, as well as a member of the BBVA Group’s global Private Banking management team. William holds an AB from Harvard College.

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