A Prudent Practices Deep Dive: Implement & Monitor

Broadridge

Join us as we deconstruct the four steps of fiduciary excellence found in the Prudent Practices®: Organize, Formalize, Implement, and Monitor.

In part two of this series, we will dive deep into the third and fourth steps, Implement and Monitor. After covering a reminder of our formal governance process, we will review the steps and practices, highlighting changes from our last Job Task Analysis survey. We will also provide ideas for showcasing your fiduciary expertise and provide additional ideas for taking your fiduciary skillset to the next level.

About the Prudent Practices

Originally developed in 2002, the Practices were created to define a global standard for fiduciary excellence. The legally substantiated handbook details a process advisors can reference to make informed and consistent investment decisions. There have been four major reviews and updates made to ensure the Practices continue to reflect the latest expectations of fiduciary responsibility.

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