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Fiduciary Rule 4.0: Are You Ready?American Bar Association Joint Committee on Employee Benefits [JCEB] |
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Jan. 30, 2024 On-Demand Webinar |
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Join our panel discussing the Department of Labor's proposed regulation on "investment advice fiduciary." This proposed regulation, issued on October 31, 2023, is the DOL's recent reimagining of the existing 5-part regulatory test to modernize the definition of "investment advice fiduciary." Our panel plans to represent the perspectives of the Department of Labor, plan sponsor, investment adviser, and recordkeeper in assessing the potential impact of the proposal, recently submitted comments to the proposal, and other, developing current events. |