The DOL’s Fiduciary Proposal: How Fiduciary Standards Will Apply to Retirement Income Solutions

Broadridge

The DOL issued its new fiduciary proposal on October 31, 2023, which includes a new definition of fiduciary and changes to several prohibited transaction exemptions.  How does this rule change the landscape for retirement income solutions?  To learn more, join Fred Reish and Bruce Ashton for an overview of the proposal, particularly focusing on rollovers.  Under this new framework, they will discuss the three primary types of retirement income solutions and how the Prudent Practices for Retirement Income Solutions can be leveraged for selection and monitoring of a plan alternative. 

Learning Objectives:

By the end of the session, attendees will learn the following:

1. Overview of the retirement security rule proposal.
2. Changes to procedures for rollovers under the retirement security rule proposal.
3. Identification of applicable prudent practices for retirement income solutions to utilize for selection and monitoring.
4. Action items for working with retirement income solutions in 2024 and beyond.

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