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Navigating the (Latest) Final DOL Fiduciary Rule For Non-Advisors

ASPPA [American Society of Pension Professionals & Actuaries]

June 18, 2024
Recorded Online
Webinar

Speaker: Kelsey Mayo, Director of Regulatory Affairs, American Retirement Association

Description: The Department of Labor's most recent effort to update the rules governing “investment advice” has been released in final form. This webinar will review the DOL's final rule, consider what was updated from the proposed rule released in October 2023, review how it changes the traditional “five-part test” for fiduciary status, and consider how that may impact non-advisor service providers. Whether you're a seasoned TPA or new to the industry, this webcast will equip you with the knowledge and strategies needed to navigate this regulatory change effectively.

Learning Objectives:

  • Identify changes made from the proposed Fiduciary Rule
  • Explain the new test for investment advice fiduciary
  • Understand when a non-advisor may become an investment advice fiduciary

More Information, How to Register

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