DOL Fiduciary Rule on Hold: What is Actually Required?

Broadridge

Join Jason C. Roberts, CEO of Pension Resource Institute and Fiduciary Law Center (f.k.a. Retirement Law Group), as he discusses the impact of the recent court rulings, including:

• The current status of the DOL’s Retirement Security Rule and the related amendments to prohibited transaction exemptions (PTEs) under ERISA and the Internal Revenue Code;
• The overlay of Reg. BI and the SEC’s interpretation of the RIA fiduciary standard on current DOL requirements; and
• How all of the above affect financial institutions’ and financial professionals’ compliance requirements in the interim.

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