Preventing Cybersecurity Breaches for Retirement Plans

Broadridge

In the age of financial wellness, personalization, and advice, it’s all about the data. With access to information comes the need to understand the practical application of guidance related to protecting plan sponsor and participant information.  The Department of Labor (DOL) issued guidance on cybersecurity in 2021 and again in 2024.  The Securities and Exchange Commission (SEC) and other regulatory bodies have also issued guidance on cybersecurity and privacy that applies to many financial professionals. 

This session will include two experts that will cover both the practical and legal/compliance issues related to cybersecurity.

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