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What 401(K) Audits Really Mean for Plan SponsorsCAPTRUST Financial Advisors |
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June 18, 2026 On-Demand Podcast |
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In episode 87 of Revamping Retirement, CAPTRUST’s Jennifer Doss and Pete Ruffel explore the realities of 401(k) audits, featuring guest Brad Bartels, partner at MUN CPAs, with decades of experience in the field. The conversation breaks down the purpose of retirement plan audits, emphasizing that they are designed to protect plan participants and support plan sponsors—not to penalize them. Bartels also addresses common misconceptions, outlines what sponsors can expect during the audit process, and highlights frequent findings like late contributions and compensation errors. |