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Daybright Financial
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3(16) Plan Customer Liaison, Enrollments

Compass
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401k Generation
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LucidHealth
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July Business Services
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July Business Services
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ERISA Services Inc.
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Compass
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DWC (The 401k Experts)
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BPAS
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Hilldrup.com
(Stafford VA / Hybrid)

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Retirement Plan Administrator

The Pension Design Group
(Remote / Columbus OH / Hybrid)

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Pension Administrator

PPS Pension Services
(Remote / Williamsville NY / Hybrid)

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Senior 401k Plan Administrator

FMI Retirement Services
(Remote / Huntington NY)

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Participant Services Representative West Coast

BPAS
(Remote / Spokane WA)

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Understanding Retirement Plan Qualification Failures

KLB Benefits Law Group

July 9, 2026
Webinar

A retirement plan qualification failure occurs when a plan does not adhere to the rules that maintain its tax-qualified status. These failures can be operational, where the administration of the plan does not follow its terms, such as not offering eligible employees participation or using incorrect compensation definitions. Alternatively, they can be plan document failures, where required amendments or restatements are not adopted on time.

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