Featured Jobs
|
Pattison Pension
|
|
Defined Benefit Plan Consultant/Actuarial Analyst Sentinel Group
|
|
Strategic Retirement Plan Consultant Retirement Plan Consultants
|
|
MAP Retirement
|
|
Plan Administrator, Defined Benefit & Cash Balance The Pension Source
|
|
Regional Vice President, Sales MAP Retirement
|
|
BPAS
|
|
DWC - The 401(k) Experts
|
|
MAP Retirement
|
|
Sentinel Group
|
|
Retirement Relationship Manager MAP Retirement
|
Free Newsletters
“BenefitsLink continues to be the most valuable resource we have at the firm.”
-- An attorney subscriber
|
|
|
Inspection Report on the Soft Dollar Practices of Broker-Dealers, Investment Advisers and Mutual Funds
U.S. Securities and Exchange Commission [SEC] 
[Official Guidance] Sept. 28, 1998 "Most products and services obtained by advisers with soft dollars fall within the definition of research -- they provide lawful and appropriate assistance to the adviser in the performance of its investment decision-making responsibilities. Thus, the vast majority of products and services received by advisers are within the safe harbor established by Section 28(e) of the Exchange Act." MORE >> |
| Please click here to report this link if it is broken (for example, if you see a "404 File Not Found" error message after you click on the linked news item's title). |
| An important word about authorship: BenefitsLink® created this link to the news item, but we are not the news item's author (unless expressly shown above). |