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DOL's Proposed Rule Broadening Types of Investment Advice Giving Rise to Fiduciary Status
Mintz Levin
[Guidance Overview] Nov. 4, 2010
Excerpt: The U.S. Department of Labor ... recently issued a proposal that expands on and more broadly defines the circumstances under which a person is considered to be a 'fiduciary' by reason of giving investment advice to an employee benefit plan or a plan's participants.
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